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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-13 |
| NY | RA | APPROVED | 2023-07-12 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Bayonne | NJ | 01/2017 | Present |
| Wells Fargo Clearing Services, Llc | Bayonne | NJ | 01/2018 | Present |
| Santander Bank Na | Summit | NJ | 02/2013 | 02/2017 |
UBER, NOT INV RELATED, LAKE, NJ, DRIVER, START 1/23/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, DRIVER. LYFT, NOT INV RELATED, LAKE HIAWATHA, NJ, DRIVER, START 1/18/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, DRIVER. NJREFS; NOT INV RELATED; OLD BRODGE, NJ; REFEREE; START 09/05/2024; 8 HOUR PER MONTH; 0 HOURS DURING TRADING; REFEREE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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