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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-06
NJ RA APPROVED 2015-03-30
  • TX RA
    APPROVED
    Since 2015-05-06
  • NJ RA
    APPROVED
    Since 2015-03-30

Branch Locations

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Egg Harbor Township NJ 11/2014 Present
Bank Of America, N.A. Egg Harbor Township NJ 02/2015 Present
Other Businesses

I*122633 For profit or not for profit: Non-Profit Organization Name of outside business organization: Ocean City Education Foundation Investment related: N Address of business: Ocean City, New Jersey 08226 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/1/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I sit on the board of the ocean city education foundation. We raise money for small teacher grants through fundraising events. I*429109 Entity Type: Charitable Name of OBA: Ocean City Chamber of Commerce Address:Ocean City, NJ Investment Related:No Position, Title, Association:Treasurer,Board Member Start Date:03/01/2024 No Hours: 4 Monthly No Hours during trading:0 Duties:As the Treasurer I do not handle any money. At each monthly meeting I am giving the financial report, I just present it to the other members of the board. I do not prepare the report or handle any money. I will also hold the title of Vice President I*477827 , Entity Type Governmental, Name of OBA:Ocean City Planning Board Address:Ocean CIty,new jersey,08226 Investment Related: no Position, Title, Association:Committee,Board Member Employee Start Date:09/01/2016 No Hours: 2 monthly No Hours during trading: 0 Duties:City Planning BoardUphold City Zoning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-26
  • S66 Uniform Combined State Law Examination
    2015-03-26
Other Names
  • Jake Birch

View on SEC IAPD

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