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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-30 |
| MI | RA | APPROVED | 2017-06-07 |
Branch Locations
28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States
West Bloomfield, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Franklin | MI | 07/2014 | 06/2017 |
| Raymond James Financial Services Advisors Inc. | Franklin | MI | 04/2015 | 06/2017 |
| Lpl Finanical Llc | Southfield | MI | 06/2017 | Present |
1)6/7/17-America Group Retirement Strategy Centers -DBA for LPL Business (entity for LPL business)- Inv. Related- Southfield, MI -100% 2)6/7/17- Blockhead International, LLC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Farmington Hills, MU- 1%. 3) 11/06/2017 - S.M. Advisory, Inc.- Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 11/07/2017 - 0 Hours Per Month/0 During Securities Trading. 4) 3/1/2019 - Comprehensive Planning - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 02/28/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 10/12/2020 - S.A.M. Advisory LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/17/2018 - 160 Hours Per Month/7 Hours During Securities Trading. 6) 02/09/2022 - Hollander, Lone & Maxbauer, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/08/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 7) 02/14/2022 - Hollander and Lone, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/31/2017 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-15 |
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