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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-29
MT RA APPROVED 2006-03-22
  • TX RA
    APPROVED_RES
    Since 2009-04-29
  • MT RA
    APPROVED
    Since 2006-03-22

Branch Locations

993 S 24Th St W Ste D, Billings, MT 59102 • United States

4018 Montana Sapphire Dr Suite 1, Billings, MT 59106-3170 • United States

Sand Coulee, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Billings MT 10/2005 03/2020
Ameriprise Financial Services, Llc Thompson Falls MT 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 1601 9th St NW, #206, Great Falls, MT, 59404; Not Investment-Related; 08/15/2023. Business Ownership; Scenic Solutions Group, LLC; Co-owner; Real Estate; NHN Main Street, , Thompson Falls, MT, 59873; Investment-Related; 07/21/2021; 0 hours per month; 0 during trading hours. Outside Employment; SFGE, LLC; I perform client service as directed by the AFA's per Ameriprise policies and procedures.; Manage advisory business; 4018 Montana Saphire Drive, Suite 1 , Billings, MT, 59106; Investment-Related; 08/21/2025; 60 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-21
  • S66 Uniform Combined State Law Examination
    2006-03-21
Other Names
  • Liz Ostwald

View on SEC IAPD

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