Matthew J. Kabala

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-01-20
TX	RA	APPROVED	2023-01-20

SC RA
APPROVED

Since 2023-01-20
TX RA
APPROVED

Since 2023-01-20

Branch Locations

20 Cassidy Dr Ste 101 [Satellite], Bluffton, SC 29910 • United States

3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Bluffton	SC	11/2014	11/2016
Wells Fargo Clearing Services, Llc	Bluffton	SC	11/2016	01/2023
Wells Fargo Advisors Financial Network, Llc	Bluffton	SC	01/2023	Present

11/2014 → 11/2016

Wells Fargo Advisors, Llc

Bluffton, SC
11/2016 → 01/2023

Wells Fargo Clearing Services, Llc

Bluffton, SC
01/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Bluffton, SC

Previous Registrations

2015-02-09 → 2023-01-20

Wells Fargo Clearing Services, Llc

Bluffton, SC

Other Businesses

PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING, FOR INSURANCE BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-06
S63	Uniform Securities Agent State Law Examination	2010-06-28
S65	Uniform Investment Adviser Law Examination	2010-05-25

S66 Uniform Combined State Law Examination

2015-02-06
S63 Uniform Securities Agent State Law Examination

2010-06-28
S65 Uniform Investment Adviser Law Examination

2010-05-25

Other Names

Matthew Joseph Kabala
Matt Kabala

View on SEC IAPD