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Michael Stevens

Ubs Financial Services Inc.

Paramus, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-04
NJ RA APPROVED 2018-02-27
  • TX RA
    APPROVED_RES
    Since 2021-10-04
  • NJ RA
    APPROVED
    Since 2018-02-27

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trillium Management, Llc New York NY 06/2015 11/2017
Ubs Financial Services Inc. Weehawken NJ 12/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-27
  • S66 Uniform Combined State Law Examination
    2018-02-27

View on SEC IAPD

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