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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Allentown, PA • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Bethlehem PA 11/2014 09/2023
Ocean Spray Brienesgville PA 01/2014 06/2019
The Prudential Insurance Company Of America Warrington PA 10/2023 Present
Pruco Securities Llc Warrington PA 10/2023 11/2024
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 11/2014 → 09/2023
    Bethlehem, PA
  • 01/2014 → 06/2019
    Ocean Spray
    Brienesgville, PA
  • 10/2023 → Present
    The Prudential Insurance Company Of America
    Warrington, PA
  • 10/2023 → 11/2024
    Warrington, PA
  • 11/2024 → Present
    Warrington, PA
Previous Registrations
Other Businesses

1) 12/05/2024- Advance Insurance Group David Koeffler Agency- Property and Casualty- Sell and Service property and casualty insurance as part of financial planning for clients.- INV Related- At Warrington, PA- Start date 06/15/2021- 40 HRS MTH- 40 HRS During Trading 2) 12/05/2024- Genesis Wealth Advisors- DBA for LPL Business (entity for LPL business)- DBA name used for marketing financial business being done with LPL and Life insurance with Prudential.- INV Related- At Warrington, PA- Start date 12/01/2014- 160 HRS MTH- 160 HRS During Trading 3) 09/04/2024- Genesis Wealth Advisors- DBA for LPL Business (entity for LPL business)- I Market my LPL business under this Name. Sale and Service of LPL business under DBA name- INV Related- At Warrington, PA - Start date 09/11/2014- 160 HRS MTH- 160 HRS During Trading 4) 07/01/2020- Advance Insurance Group LLC- Property and Casualty- Insurance Agent selling and servicing Home and Auto Insurance- INV Related- At Warrington, PA- Start date 07/01/2020- 15 HRS MTH- 15 HRS During Trading 5) 03/13/2025- Sherman Street Beer comoany- Outside/W-2 Employment-Bartending at a craft brewery on Saturdays and occasional Sunday- not inv. related- at Allentown, PA- start date 03/29/2025- 32hrs/mnth-0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-03
S63 Uniform Securities Agent State Law Examination 2015-03-07
  • S65 Uniform Investment Adviser Law Examination
    2015-06-03
  • S63 Uniform Securities Agent State Law Examination
    2015-03-07

View on SEC IAPD

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