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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Bethlehem | PA | 11/2014 | 09/2023 |
| Ocean Spray | Brienesgville | PA | 01/2014 | 06/2019 |
| The Prudential Insurance Company Of America | Warrington | PA | 10/2023 | Present |
| Pruco Securities Llc | Warrington | PA | 10/2023 | 11/2024 |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
1) 12/05/2024- Advance Insurance Group David Koeffler Agency- Property and Casualty- Sell and Service property and casualty insurance as part of financial planning for clients.- INV Related- At Warrington, PA- Start date 06/15/2021- 40 HRS MTH- 40 HRS During Trading 2) 12/05/2024- Genesis Wealth Advisors- DBA for LPL Business (entity for LPL business)- DBA name used for marketing financial business being done with LPL and Life insurance with Prudential.- INV Related- At Warrington, PA- Start date 12/01/2014- 160 HRS MTH- 160 HRS During Trading 3) 09/04/2024- Genesis Wealth Advisors- DBA for LPL Business (entity for LPL business)- I Market my LPL business under this Name. Sale and Service of LPL business under DBA name- INV Related- At Warrington, PA - Start date 09/11/2014- 160 HRS MTH- 160 HRS During Trading 4) 07/01/2020- Advance Insurance Group LLC- Property and Casualty- Insurance Agent selling and servicing Home and Auto Insurance- INV Related- At Warrington, PA- Start date 07/01/2020- 15 HRS MTH- 15 HRS During Trading 5) 03/13/2025- Sherman Street Beer comoany- Outside/W-2 Employment-Bartending at a craft brewery on Saturdays and occasional Sunday- not inv. related- at Allentown, PA- start date 03/29/2025- 32hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-07 |
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