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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-10 |
Branch Locations
5860 Owens Ave Ste 230, Carlsbad, CA 92008-5502 • United States
San Clemente, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Carlsbad | CA | 11/2014 | Present |
| Wale Advisory Group Inc | San Clemente | CA | 05/2001 | Present |
1)05/27/2020 - NICHOLAS JOHN IAMMARINO - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)05/27/2020 - Wale Advisory Group - Non-Variable Insurance - inv rel - at reported business location(s) - 25 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-09 |
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