Maria Cecilia Abril Gapunuan

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01

Branch Locations

Lafayette, CA • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig Financial Advisors, Inc.	Phoenix	AZ	10/2005	Present
Stacy Hering Astor & Associates Inc	San Francisco	CA	06/2003	Present
Sagepoint Financial Inc.	San Francisco	CA	06/2010	09/2023
Osaic Wealth, Inc.	Mill Valley	CA	09/2023	Present

10/2005 → Present

Aig Financial Advisors, Inc.

Phoenix, AZ
06/2003 → Present

Stacy Hering Astor & Associates Inc

San Francisco, CA
06/2010 → 09/2023

Sagepoint Financial Inc.

San Francisco, CA
09/2023 → Present

Osaic Wealth, Inc.

Mill Valley, CA

Previous Registrations

2017-06-01 → 2023-09-01

Osaic Services, Inc.

Mill Valley, CA

Other Businesses

1. STACY HERING ASTOR & ASSOCIATES INC FINANCIAL & INSURANCE SERVICES POSITION: Licensed Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 6 START DATE: 08/26/2004 ADDRESS: 81 Hilarita Avenue, Mill Valley CA 94941, United States DESCRIPTION: ASSIST EXISTING GROUP INSURANCE CLIENTS WITH ANY SERVICE ISSUES (RENEWALS, BENEFIT CHANGES, EMPLOYEE INFO UPDATING, ETC)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-18
S63	Uniform Securities Agent State Law Examination	2011-04-14

S65 Uniform Investment Adviser Law Examination

2017-05-18
S63 Uniform Securities Agent State Law Examination

2011-04-14

Other Names

Maria Cecilia Gapunuan

View on SEC IAPD