Jeffrey Blair Harwood

Ubs Financial Services Inc.

Jersey City, NJ

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-05

NY RA
APPROVED

Since 2025-05-05

Branch Locations

Jersey City, NJ • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barclays Capital Inc.	New York	NY	11/2014	05/2017
First Republic Investment Management, Inc	New York	NY	03/2021	03/2025
Assurant	New York	NY	05/2017	03/2021
First Republic Securities Company, Llc	New York	NY	06/2023	09/2023
J.P. Morgan Securities Llc	New York	NY	09/2023	04/2025
Jp Morgan Chase Bank, N.A.	New York	NY	10/2023	04/2025
Ubs Financial Services, Inc	New York	NY	04/2025	Present

11/2014 → 05/2017

Barclays Capital Inc.

New York, NY
03/2021 → 03/2025

First Republic Investment Management, Inc

New York, NY
05/2017 → 03/2021

Assurant

New York, NY
06/2023 → 09/2023

First Republic Securities Company, Llc

New York, NY
09/2023 → 04/2025

J.P. Morgan Securities Llc

New York, NY
10/2023 → 04/2025

Jp Morgan Chase Bank, N.A.

New York, NY
04/2025 → Present

Ubs Financial Services, Inc

New York, NY

Previous Registrations

2021-04-20 → 2025-03-21

J.P. Morgan Private Wealth Advisors Llc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-01-16

S63 Uniform Securities Agent State Law Examination

2025-01-16

Designations

Other Names

Jeff Harwood
Jeffrey Blair Harwood
Jeffrey Harwood

View on SEC IAPD

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