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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
Branch Locations
726 S Enota Dr Suite A, Gainesville, GA 30501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rushton & Company, Llc | Gainesville | GA | 06/2002 | 08/2022 |
| 1St Global Capital Corp | Gainesville | GA | 01/2015 | 10/2019 |
| 1St Global Advisors, Inc | Gainesville | GA | 01/2015 | 10/2019 |
| Avantax Insurance Services, Inc. | Gainesville | GA | 03/2016 | 09/2025 |
| Avantax Advisory Services | Gainesville | GA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Gainesville | GA | 10/2019 | 09/2025 |
| Rushton & Company, Llc | Gainesville | GA | 05/2002 | 01/2021 |
| Rushton, Llc | Gainesville | GA | 09/2021 | 01/2023 |
| Cetera Wealth Services, Llc | Gainesville | GA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) RUSHTON WEALTH MANAGEMENT, LLC POSITION: MEMBER NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: Gainesville GA 30501, United States DESCRIPTION: CO-OWNER 2) ENOTA PROPERTIES, LLC POSITION: MANAGING MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2002 ADDRESS: Gainesville GA 30501, United States DESCRIPTION: Owns bldg. leased to Rushton & Co LLC; manage real estate; has ck signing authority 3) UNIVERSITY OF NORTH GEORGIA, MICHAEL COTTRELL COLLEGE OF BUSINESS- BUSINESS ADVISORY COUNCIL POSITION: Chairperson of Advisory Council- Does not manage I NATURE: Undergraduate and Graduate University INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 DESCRIPTION: Advisor on Business School Educational matters 4)GREATER HALL CHAMBER OF COMMERCE POSITION: Treasurer NATURE: The Chamber of Commerce promotes economic development as well as seminars and initiatives to support local businesses. As Treasurer, Perry is the Cosigner on checks INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2021 ADDRESS: 230 EE Butler Pkwy, Gainesville GA 30501, United States DESCRIPTION: Treasurer - The Chamber of Commerce has a fulltime Finance Director. Any 2 of the The President, Chair or Treasurer jointly sign checks. Usually the President & Treasurer. I review monthly financial reports along with the 12+ Executive Committee. I am one of the 3 signers of checks, and checks require 2 signatures. I do not have any check stock, and can not prepare checks, and can't initiate any transactions. 5) PATRICIA A ADAMS POSITION: Financial POA NATURE: Patricia Adams is my aunt, in her mid 80s, and I am her closest living relative. Her husband and 3 sons have passed away. Sometimes she needs me to assist with her personal affairs. Full Disclosure, my aunt is a RWM wealth management client. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2024 ADDRESS: 1201 Beechnut Lane, Watkinsville GA 30677, United States DESCRIPTION: Assist with personal affairs when needed, including if she is in hospital or incapacitated, or other emergency situations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-18 |
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