Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-09-05
  • GA RA
    APPROVED
    Since 2025-09-05

Branch Locations

St Simon, GA • United States

726 S Enota Dr Suite A, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rushton & Company, Llc Gainesville GA 06/2002 08/2022
1St Global Capital Corp Gainesville GA 01/2015 10/2019
1St Global Advisors, Inc Gainesville GA 01/2015 10/2019
Avantax Insurance Services, Inc. Gainesville GA 03/2016 09/2025
Avantax Advisory Services Gainesville GA 10/2019 09/2025
Avantax Investment Services, Inc. Gainesville GA 10/2019 09/2025
Rushton & Company, Llc Gainesville GA 05/2002 01/2021
Rushton, Llc Gainesville GA 09/2021 01/2023
Cetera Wealth Services, Llc Gainesville GA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2002 → 08/2022
    Rushton & Company, Llc
    Gainesville, GA
  • 01/2015 → 10/2019
    1St Global Capital Corp
    Gainesville, GA
  • 01/2015 → 10/2019
    1St Global Advisors, Inc
    Gainesville, GA
  • 03/2016 → 09/2025
    Avantax Insurance Services, Inc.
    Gainesville, GA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Gainesville, GA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Gainesville, GA
  • 05/2002 → 01/2021
    Rushton & Company, Llc
    Gainesville, GA
  • 09/2021 → 01/2023
    Rushton, Llc
    Gainesville, GA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Gainesville, GA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Gainesville, GA
    St Simon, GA
    Dallas, TX
  • 2015-03-05 → 2019-10-25
    1St Global Advisors Inc
    Gainesville, GA
Other Businesses

1) RUSHTON WEALTH MANAGEMENT, LLC POSITION: MEMBER NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: Gainesville GA 30501, United States DESCRIPTION: CO-OWNER 2) ENOTA PROPERTIES, LLC POSITION: MANAGING MEMBER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2002 ADDRESS: Gainesville GA 30501, United States DESCRIPTION: Owns bldg. leased to Rushton & Co LLC; manage real estate; has ck signing authority 3) UNIVERSITY OF NORTH GEORGIA, MICHAEL COTTRELL COLLEGE OF BUSINESS- BUSINESS ADVISORY COUNCIL POSITION: Chairperson of Advisory Council- Does not manage I NATURE: Undergraduate and Graduate University INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2011 DESCRIPTION: Advisor on Business School Educational matters 4)GREATER HALL CHAMBER OF COMMERCE POSITION: Treasurer NATURE: The Chamber of Commerce promotes economic development as well as seminars and initiatives to support local businesses. As Treasurer, Perry is the Cosigner on checks INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2021 ADDRESS: 230 EE Butler Pkwy, Gainesville GA 30501, United States DESCRIPTION: Treasurer - The Chamber of Commerce has a fulltime Finance Director. Any 2 of the The President, Chair or Treasurer jointly sign checks. Usually the President & Treasurer. I review monthly financial reports along with the 12+ Executive Committee. I am one of the 3 signers of checks, and checks require 2 signatures. I do not have any check stock, and can not prepare checks, and can't initiate any transactions. 5) PATRICIA A ADAMS POSITION: Financial POA NATURE: Patricia Adams is my aunt, in her mid 80s, and I am her closest living relative. Her husband and 3 sons have passed away. Sometimes she needs me to assist with her personal affairs. Full Disclosure, my aunt is a RWM wealth management client. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2024 ADDRESS: 1201 Beechnut Lane, Watkinsville GA 30677, United States DESCRIPTION: Assist with personal affairs when needed, including if she is in hospital or incapacitated, or other emergency situations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-18
  • S66 Uniform Combined State Law Examination
    2015-02-18
Designations

View on SEC IAPD

More in St Simon, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor