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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

14050 Faa Blvd, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Airlines Fort Worth TX 01/2016 05/2016
American Airlines Credit Union Fort Worth TX 05/2016 Present
Cetera Investment Services Llc St Cloud MN 05/2016 10/2020
Cetera Investment Advisers Llc Fort Worth TX 05/2016 10/2020
Lpl Financial Llc Fort Worth TX 10/2020 Present
  • 01/2016 → 05/2016
    American Airlines
    Fort Worth, TX
  • 05/2016 → Present
    American Airlines Credit Union
    Fort Worth, TX
  • 05/2016 → 10/2020
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2016 → 10/2020
    Fort Worth, TX
  • 10/2020 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

1. 10/21/2020 - Flagship Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/21/2020 - No Business Name - Investment Related - Outside/W-2 Employment - Bookkeeper - Started 01/01/2008 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23
Other Names
  • Lisa E Dahlenburg
  • Lisa E Dahlenburg
  • Lisa Whetstone

View on SEC IAPD

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