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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED | 2025-03-03 |
Branch Locations
16577 Boones Ferry Rd., Ste 200, Lake Oswego, OR 97035 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors | New York | NY | 01/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2015 | 02/2025 |
| Planmember Securities Corporation | Carpinteria | CA | 02/2025 | Present |
| United Financial Nw | Lake Oswego | OR | 02/2025 | Present |
| Lauren Smith (Self Employed) | Lake Oswego | OR | 02/2025 | Present |
1) United Financial NW-16577 SW Boones Ferry, Ste 200, Lake Oswego, OR 97035; Investment related; Securities & insurance sales & svcs; Representative; Start date 2/2025; 50 hrs/mnth; 10 hrs/mnth during trading. 2) Lauren Smith (self-employed)- 16577 SW Boones Ferry, Ste 200, Lake Oswego, OR 97035; Investment related; Insurance (life, health, fixed annuity) sales & svcs; Insurance Agent; Start date 2/2025; 50 hrs/mnth; 35 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-23 |
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