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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-09
  • TN RA
    APPROVED
    Since 2024-07-09

Branch Locations

1111 N Northshore Drive Suite S600, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Knoxville TN 10/2005 04/2024
Cetera Investment Services Llc St.CLoud MN 11/2014 04/2024
Raymond James Financial Services, Inc. Knoxville TN 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2015 04/2024
Raymond James Financial Services Advisors, Inc. Knoxville TN 07/2024 Present
Pinnacle Bank Knoxville TN 04/2024 Present
Knox Property Group Llc Knoxville TN 01/2021 Present
  • 10/2005 → 04/2024
    Regions Bank
    Knoxville, TN
  • 11/2014 → 04/2024
    Cetera Investment Services Llc
    St.CLoud, MN
  • 07/2024 → Present
    Raymond James Financial Services, Inc.
    Knoxville, TN
  • 08/2015 → 04/2024
    Schaumburg, IL
  • 07/2024 → Present
    Knoxville, TN
  • 04/2024 → Present
    Pinnacle Bank
    Knoxville, TN
  • 01/2021 → Present
    Knox Property Group Llc
    Knoxville, TN
Previous Registrations
Other Businesses

(1) Name of Business: Pinnacle Asset Management Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/29/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Referring advisor (2) Name of Business: Volunteer Ministry Center Address: 511 N Broadway, Knoxville, TN, 37917, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member, Board Secretary, Finance Committee Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-19
  • S66 Uniform Combined State Law Examination
    2015-08-19
Other Names
  • Phillip Furlong

View on SEC IAPD

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