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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-09 |
Branch Locations
1111 N Northshore Drive Suite S600, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Knoxville | TN | 10/2005 | 04/2024 |
| Cetera Investment Services Llc | St.CLoud | MN | 11/2014 | 04/2024 |
| Raymond James Financial Services, Inc. | Knoxville | TN | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2015 | 04/2024 |
| Raymond James Financial Services Advisors, Inc. | Knoxville | TN | 07/2024 | Present |
| Pinnacle Bank | Knoxville | TN | 04/2024 | Present |
| Knox Property Group Llc | Knoxville | TN | 01/2021 | Present |
(1) Name of Business: Pinnacle Asset Management Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/29/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Referring advisor (2) Name of Business: Volunteer Ministry Center Address: 511 N Broadway, Knoxville, TN, 37917, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member, Board Secretary, Finance Committee Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-19 |
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