Phyllis Karen Martin

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-12-05

TX RA
APPROVED

Since 2013-12-05

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Houston	TX	10/2004	Present
Mml Investors Services, Llc	Houston	TX	10/2004	Present

10/2004 → Present

Massmutual Life Insurance Co

Houston, TX
10/2004 → Present

Mml Investors Services, Llc

Houston, TX

Other Businesses

NAME: NONE INV REL: YES ADD: 9631 VAL VERDE ST HOUSTON, TX 77063 NATURE: INSURANCE POSITION: AGENT START DATE: 2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: INSURANCE SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-07
S63	Uniform Securities Agent State Law Examination	2004-11-15

S65 Uniform Investment Adviser Law Examination

2013-11-07
S63 Uniform Securities Agent State Law Examination

2004-11-15

Other Names

Phyllis Martin Pingree
Phyllis Martin

View on SEC IAPD