Best Investors Account Sign in

Santo Domenick Serafine

Wells Fargo Clearing Services, LLC

Norfolk, VA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-14
VA RA APPROVED 2015-02-12
  • TX RA
    APPROVED
    Since 2017-11-14
  • VA RA
    APPROVED
    Since 2015-02-12

Branch Locations

999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Norfolk VA 11/2014 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Other Businesses

EXECUTOR FOR BROTHER'S ESTATE; INV. RELATED; CHESAPEAKE, VA; START DATE: 7/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
  • S66 Uniform Combined State Law Examination
    2015-02-12
Other Names
  • Sammy Serafine
  • Sammy Serafine

View on SEC IAPD

Other Firms

COURAGE MILLER PARTNERS, LLC
BROWN ADVISORY
COURAGE KORVING MILLER PARTNERS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
DAVENPORT & COMPANY LLC
FIRST COMMAND ADVISORY SERVICES
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC
TRUIST ADVISORY SERVICES, INC.

Other Investors

HEINZ GARNER KOCH
JEFFREY SAMUEL MILLER
RALPH MARK COURAGE
WEYMAN GONG
CARTER BRANHAM SNOW FURR
SEAN STEPHEN MEEHAN
ROSE MILLER BENNETCH
B. WISTAR MORRIS

Other Offices

COURAGE MILLER PARTNERS, LLC · NORFOLK, VA
BROWN ADVISORY · NORFOLK, VA
COURAGE KORVING MILLER PARTNERS, LLC · NORFOLK, VA
BROWN ADVISORY · NORFOLK, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Norfolk, VA
DAVENPORT & COMPANY LLC · NORFOLK, VA
FIRST COMMAND ADVISORY SERVICES · Norfolk, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Norfolk, VA

More in Norfolk, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor