Brett Vaughn Caldwell

Current Employers

Modera Wealth Management, Llc

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-25
UT	RA	APPROVED	2020-05-12
FL	RA	APPROVED	2017-12-19

TX RA
APPROVED

Since 2023-10-25
UT RA
APPROVED

Since 2020-05-12
FL RA
APPROVED

Since 2017-12-19

Branch Locations

Bountiful, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Insight Group Insurance Agency, Llc	Salt Lake City	UT	06/2014	11/2017
Financial Insight Center	Salt Lake City	UT	03/2016	11/2017
Modera Wealth Management	Westwood	NJ	11/2017	Present

06/2014 → 11/2017

The Insight Group Insurance Agency, Llc

Salt Lake City, UT
03/2016 → 11/2017

Financial Insight Center

Salt Lake City, UT
11/2017 → Present

Modera Wealth Management

Westwood, NJ

Previous Registrations

2016-03-22 → 2017-12-04

Financial Insight Center

Salt Lake City, UT
2014-11-07 → 2016-03-25

The Insight Group, Inc.

Salt Lake City, UT

Other Businesses

1.) NAME OF OBA: RENTAL PROPERTIES; ADDRESS: 3726 S. 800 W., BOUNTIFUL, UT 84010; NATURE: PROPERTY OWNER; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER; DUTIES: PROPERTY OWNER; START DATE: 08/2014; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-03

S65 Uniform Investment Adviser Law Examination

2014-11-03

Designations

View on SEC IAPD