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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Lake Forest, IL • United States
401 N. Michigan Ave Ste 100, Chicago, IL 60611-2200 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2015 | 03/2020 |
| Bank Of America, N.A. | Chandler | AZ | 06/2015 | 03/2020 |
| Jp Morgan Securities, Llc | Marana | AZ | 02/2020 | 09/2020 |
| Jp Morgan Chase Bank, N.A. | Marana | AZ | 02/2020 | 09/2020 |
| Fidelity Investments | Tucson | AZ | 09/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-09 |
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