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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-13 |
| ME | RA | APPROVED | 2023-06-22 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
Scituate, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 01/2016 | 10/2018 |
| First Republic Securities Company, Llc | Boston | MA | 10/2018 | 06/2023 |
| First Republic Investment Management, Inc | Boston | MA | 10/2018 | 06/2023 |
| Ubs Financial Services, Inc | Boston | MA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-29 |
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