Steven Mau Chen

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-06-17

CA RA
APPROVED

Since 2019-06-17

Branch Locations

Granada Hills, CA • United States

20750 Ventura Blvd Suite 207-A, Woodland Hills, CA 91364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Woodland Hills	CA	03/2014	Present
Pfs Investments Inc.	Woodland Hills	CA	01/2015	Present
Viewpoint School	Calabasas	CA	09/2014	10/2017
Milken School	Los Angeles	CA	02/2019	05/2019

03/2014 → Present

Primerica Financial Services

Woodland Hills, CA
01/2015 → Present

Pfs Investments Inc.

Woodland Hills, CA
09/2014 → 10/2017

Viewpoint School

Calabasas, CA
02/2019 → 05/2019

Milken School

Los Angeles, CA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-05-30
S63	Uniform Securities Agent State Law Examination	2015-08-29

S65 Uniform Investment Adviser Law Examination

2019-05-30
S63 Uniform Securities Agent State Law Examination

2015-08-29