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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-13
PA RA APPROVED 2010-06-29
TX RA APPROVED_RES 2008-01-22
  • FL RA
    APPROVED
    Since 2025-01-13
  • PA RA
    APPROVED
    Since 2010-06-29
  • TX RA
    APPROVED_RES
    Since 2008-01-22

Branch Locations

600 Grant St, Pittsburgh, PA 15219 • United States

Pittsburgh, PA • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 03/2006 Present
Bank Of America, N.A. Pittsburgh PA 05/2011 Present
Other Businesses

1)I*28762FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: UNITED JEWISH FEDERATIONINVESTMENT RELATED: NADDRESS OF BUSINESS:PITTSBURGH, PENNSYLVANIA 15213NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/1/2006NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NON-PROFIT CHARITY INVESTMENT COMMITEEI*87964FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JEWISH ASSOCIATION ON AGINGINVESTMENT RELATED: YADDRESS OF BUSINESS:PITTSBURGH, PENNSYLVANIA 15232NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42339NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CARE FOR THE AGING. FINANCE COMMITTEE TO REVIEW AND RECOMMEND P & L DECISIONS TO THE EXECUTIVE BOARD.I*44632For profit or not for profit: For-Profit OrganizationName of outside business organization: 323 Boulevard AssociatesInvestment related: YAddress of business:Pittsburgh, Pennsylvania 15217Nature of business: General Partnership,Position, title, association: Limited Partner, Start date of relationship: 3/1/1999Number of hours devoted: 0 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This entity holds the assets from the sale of Business realistate. The other partners are my wife and 2 children. Each have 25%.Sole purpose is to hold investments. No operating business.I*2109270, Entity Type: Fiduciary, Name of OBA: MR J M F TTEE U/W B T , Address: Pittsburgh, Pennsylvania, 15217, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 27-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*2612273 Entity Type: N/A Name of OBA: Estate of M.L. Address:Pittsburgh Pennsylvania Investment Related:No Position, Title, Association:Executor Start Date:07/10/2025 No Hours: 2 Yearly No Hours during trading:0 Yearly Duties:Executor for Nephew

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-17
  • S66 Uniform Combined State Law Examination
    2004-12-17

View on SEC IAPD

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