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Current Employers
Xml Financial Group

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-06-12
TX RA APPROVED 2019-06-07
VA RA APPROVED 2019-06-07
  • MD RA
    APPROVED
    Since 2019-06-12
  • TX RA
    APPROVED
    Since 2019-06-07
  • VA RA
    APPROVED
    Since 2019-06-07

Branch Locations

Alexandria, VA • United States

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

215 N. Payne Street, Alexandria, VA 22314 • United States

277 S. Washington Street Suite 210, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Alexandria VA 10/2014 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 06/2019
Xml Financial Group Bethesda MD 06/2019 Present
Xml Securities, Llc Bethesda MD 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-24
S66 Uniform Combined State Law Examination 2015-01-10
  • S63 Uniform Securities Agent State Law Examination
    2022-08-24
  • S66 Uniform Combined State Law Examination
    2015-01-10

View on SEC IAPD

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