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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2018-07-26
SD RA APPROVED 2018-07-25
IA RA APPROVED 2018-07-24
  • NE RA
    APPROVED
    Since 2018-07-26
  • SD RA
    APPROVED
    Since 2018-07-25
  • IA RA
    APPROVED
    Since 2018-07-24

Branch Locations

Omaha, NE • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors Inc Boston MA 06/2015 Present
  • 06/2015 → Present
    Columbia Management Investment Distributors Inc
    Boston, MA
Previous Registrations
Other Businesses

Name of Activity: 5Poplar, LLC; Date Activity Started/Modified/Ended: 6/26/2022; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: Real estate investment; Income Per Year: Not Available; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: 5Poplar Capital, LLC; Date Activity Started/Modified/Ended: 11/1/2022; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: Manage property through LLC; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-30
S63 Uniform Securities Agent State Law Examination 2013-04-09
  • S66 Uniform Combined State Law Examination
    2015-04-30
  • S63 Uniform Securities Agent State Law Examination
    2013-04-09
Designations

View on SEC IAPD

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