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Joseph C Thompson

Davenport & Company LLC

Richmond, VA

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Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-21
VA RA APPROVED 2017-08-03
  • TX RA
    APPROVED
    Since 2022-11-21
  • VA RA
    APPROVED
    Since 2017-08-03

Branch Locations

One James Center 901 E. Cary Street, Richmond, VA 23219 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verus Financial Partners Richmond VA 09/2016 06/2017
Davenport & Company Llc Richmond VA 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-09-11
S65 Uniform Investment Adviser Law Examination 2014-10-03
  • S63 Uniform Securities Agent State Law Examination
    2019-09-11
  • S65 Uniform Investment Adviser Law Examination
    2014-10-03
Designations
Other Names
  • Joe Thompson

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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