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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
MI RA APPROVED 2023-05-05
  • TX RA
    APPROVED
    Since 2023-06-29
  • MI RA
    APPROVED
    Since 2023-05-05

Branch Locations

39437 6 Mile Rd, Northville, MI 48168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Walled Lake MI 01/2013 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plymouth MI 11/2022 Present
Cornerstone Community Financial Auburn Hills MI 08/2018 10/2019
Mercantile Bank Troy MI 01/2018 08/2018
Fifth Third Bank Waterford MI 09/2016 02/2018
First Merit Bank (Now Huntington Bank) Howell MI 10/2014 09/2016
Bank Of America Commerce Twp MI 01/2020 10/2022
Unemployment Lansing MI 11/2019 01/2020
Bank Of America, N.A. Plymouth MI 01/2023 Present
  • 01/2013 → 11/2022
    Jpmorgan Securities Llc
    Walled Lake, MI
  • 11/2022 → Present
    Plymouth, MI
  • 08/2018 → 10/2019
    Cornerstone Community Financial
    Auburn Hills, MI
  • 01/2018 → 08/2018
    Mercantile Bank
    Troy, MI
  • 09/2016 → 02/2018
    Fifth Third Bank
    Waterford, MI
  • 10/2014 → 09/2016
    First Merit Bank (Now Huntington Bank)
    Howell, MI
  • 01/2020 → 10/2022
    Bank Of America
    Commerce Twp, MI
  • 11/2019 → 01/2020
    Unemployment
    Lansing, MI
  • 01/2023 → Present
    Bank Of America, N.A.
    Plymouth, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2013-06-10
  • S66 Uniform Combined State Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2013-06-10
Other Names
  • Josh Owen Elliott
  • Joshua Owen Elliott

View on SEC IAPD

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