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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-12
  • FL RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-12

Branch Locations

23725 Hwy 27, Lake Wales, FL 33859 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Lakeland FL 01/2013 11/2023
Primerica Financial Services Lakeland FL 05/2012 11/2023
Fisher Investments Tampa FL 11/2023 08/2025
Osaic Institutions, Inc. Lakeland FL 09/2025 Present
Cetera Investment Services Llc St Cloud MN 06/2026 Present
Cetera Investment Advisers Llc Lake Wales FL 06/2026 Present
Citizens Bank And Trust Lake Wales FL 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-21
S65 Uniform Investment Adviser Law Examination 2015-04-23
  • S63 Uniform Securities Agent State Law Examination
    2015-06-21
  • S65 Uniform Investment Adviser Law Examination
    2015-04-23
Other Names
  • Tim Czernek

View on SEC IAPD

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