Inactive

Nicholas Timothy Sullivan

Kfa Private Wealth Group, LLC

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Current Employers

Kfa Private Wealth Group, Llc

8350 Broad St. Suite 220, Tyson, VA 22102-5151 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-06-30
PA	RA	APPROVED	2022-11-10

NJ RA
APPROVED

Since 2023-06-30
PA RA
APPROVED

Since 2022-11-10

Branch Locations

Cranford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
All Star Financial	Minneapolis	MN	12/2015	11/2016
Prairieview Partners	Minneapolis	MN	12/2016	08/2020
Facet Wealth	Minneapolis	MN	11/2020	09/2022
Kfa Private Wealth Group, Llc	Tysons	VA	10/2022	Present

12/2015 → 11/2016

All Star Financial

Minneapolis, MN
12/2016 → 08/2020

Prairieview Partners

Minneapolis, MN
11/2020 → 09/2022

Facet Wealth

Minneapolis, MN
10/2022 → Present

Kfa Private Wealth Group, Llc

Tysons, VA

Previous Registrations

2020-12-10 → 2022-09-30

Facet

Minneapolis, MN

West Palm Beach, FL
2016-12-23 → 2021-04-20

Prairieview Partners, Llc

St. Paul, MN

St. Paul, MN
2016-01-04 → 2016-11-15

All Star Financial Inc

Minneapolis, MN

Bloomington, MN
2014-08-12 → 2015-11-23

Vanguard Advisers, Inc.

Malvern, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-01
S63	Uniform Securities Agent State Law Examination	2013-02-13

S65 Uniform Investment Adviser Law Examination

2014-08-01
S63 Uniform Securities Agent State Law Examination

2013-02-13

Designations

Other Names

Nicholas Sullivan
Nick Sullivan

View on SEC IAPD

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