Aaron Chung

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-10
TX	RA	APPROVED	2026-06-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch / Boa	Los Altos	CA	03/2020	11/2020
Wells Fargo Advisors, Llc	Palo Alto	CA	04/2016	09/2019
Merrill Lynch / Boa	San Mateo	CA	03/2020	11/2020
Unemployed	San Jose	CA	09/2019	03/2020
Fidelity Investments	Sunnyvale	CA	12/2021	02/2023
Tesla Motors	Freemont	CA	11/2020	12/2021
Edward Jones	St. Louis	MO	03/2023	06/2026
Morgan Stanley Smith Barney Llc	San Jose	CA	06/2026	Present
Morgan Stanley Private Bank, N.A	New York	NY	06/2026	Present

2023-03-06 → 2026-06-11

Edward Jones

Los Altos, CA

Los Altos, CA
2022-03-03 → 2023-03-03

Fidelity Personal And Workplace Advisors

Sunnyvale, CA
2020-04-01 → 2020-12-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

San Mateo, CA
2016-04-07 → 2019-09-23

Wells Fargo Clearing Services, Llc

Los Altos, CA

Palo Alto, CA

Palo Alto, CA
2014-08-21 → 2016-04-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

Los Altos, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-20
S63	Uniform Securities Agent State Law Examination	2013-04-01