Nicholas Fiorito

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-15

Branch Locations

1000 East Bidwell Street, Folsom, CA 95630 • United States

500 Capitol Mall, Suite 1200, Sacramento, CA 95814 • United States

7381 Greenback Ln, Citrus Heights, CA 95621 • United States

1651 Response Rd, Sacramento, CA 95815 • United States

13422 Lincoln Way, Auburn, CA 95603 • United States

3509 El Camino Ave, Sacramento, CA 95821 • United States

460 Brunswick Rd, Grass Valley, CA 95945 • United States

500 Capitol Mall Fl 1, Sacramento, CA 95814 • United States

1112 Galleria Blvd Ste 170, Roseville, CA 95678 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Francisco	CA	08/2015	05/2019
Jpmorgan Chase Bank, N.A.	San Francisco	FL	08/2015	05/2019
Hsbc Bank Usa, N.A.	Millbrae	CA	06/2019	02/2020
Hsbc Securities (Usa) Inc.	Millbrae	CA	07/2019	02/2020
U.S. Bank N.A.	San Francisco	CA	03/2020	01/2021
U.S. Bancorp Investments, Inc.	San Francisco	CA	02/2020	01/2021
Jpmorgan Chase Bank, N.A.	San Mateo	CA	01/2021	08/2024
J.P. Morgan Securities Llc	San Mateo	CA	01/2021	08/2024
Lpl Financial, Llc	Sacramento	CA	08/2024	Present
Bmo Bank	Sacramento	CA	08/2024	Present

1) 08/2024 - BMO Investment Services /DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-29
S63	Uniform Securities Agent State Law Examination	2013-04-03