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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hefty Wealth Partners, Inc. | Auburn | IN | 01/2013 | 03/2018 |
| Lpl Financial, Llc | Auburn | IL | 09/2013 | 09/2020 |
| Cx Institutional, Llc | Auburn | IN | 03/2018 | Present |
| Cxi Advisors, Llc | Auburn | IN | 05/2019 | 09/2020 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-02 |
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