Norman Dotch

Current Employers

Dotch Capital

Stockton, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Stockton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Stockton	CA	12/2013	02/2020
New York Life Insurance Company	Stockton	CA	11/2013	02/2020
Eagle Strategies Llc	Stockton	CA	09/2014	02/2020
The Dotch Capital Corporatioin	Stockton	CA	02/2017	Present

12/2013 → 02/2020

Nylife Securities Llc

Stockton, CA
11/2013 → 02/2020

New York Life Insurance Company

Stockton, CA
09/2014 → 02/2020

Eagle Strategies Llc

Stockton, CA
02/2017 → Present

The Dotch Capital Corporatioin

Stockton, CA

Previous Registrations

2014-09-22 → 2020-02-20

Eagle Strategies Llc

Stockton, CA

Other Businesses

[NORMAN DOTCH DBA DOTCH CAPITAL; NON-INVESTMENT RELATED; STOCKTON, CA; INSURANCE SALES; INDEPENDENTLY LICENSED INSURNACE AGENT; START DATE: 02/2017; 160 PER MONTH; 160 PER MONTH DURING SECURITIES TRADING HOURS; SALE OF INSURANCE PRODUCTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-05

S66 Uniform Combined State Law Examination

2013-09-05

Other Names

Norman A Dotch
Norman A Dotipp
Norman Dotippjr.
Norman A Dotch

View on SEC IAPD