Best Investors Account Sign in

Paul Anthony Finocchiaro

LPl Enterprise, LLC

Tampa, FL

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-30
  • FL RA
    APPROVED
    Since 2025-10-30

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tampa FL 04/2016 10/2016
Zeiders Enterprises, Inc Tampa FL 11/2016 08/2023
Southshore Financial Planning Tampa FL 04/2022 11/2023
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors Westlake OH 04/2024 01/2025
Centrus Financial Strategies (D.b.a. For Advisory Business) Orlando FL 04/2024 01/2025
Unemployed Tampa FL 12/2023 03/2024
Lpl Enterprise Llc Tampa FL 08/2025 Present
Unemployed Crystal River FL 02/2025 08/2025
  • 04/2016 → 10/2016
    Unemployed
    Tampa, FL
  • 11/2016 → 08/2023
    Zeiders Enterprises, Inc
    Tampa, FL
  • 04/2022 → 11/2023
    Tampa, FL
  • 04/2024 → 01/2025
    C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
    Westlake, OH
  • 04/2024 → 01/2025
    Centrus Financial Strategies (D.b.a. For Advisory Business)
    Orlando, FL
  • 12/2023 → 03/2024
    Unemployed
    Tampa, FL
  • 08/2025 → Present
    Tampa, FL
  • 02/2025 → 08/2025
    Unemployed
    Crystal River, FL
Previous Registrations
Other Businesses

1. 08/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Crystal River, FL - Start Date 08/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/15/2025 - PAUL FINOCCHIARO N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Crystal River, FL - Start Date 08/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-21
S66 Uniform Combined State Law Examination 2008-10-14
  • S63 Uniform Securities Agent State Law Examination
    2025-10-21
  • S66 Uniform Combined State Law Examination
    2008-10-14
Designations

View on SEC IAPD

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor