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Adam M Lee

Mercer Global Advisors Inc.

Atlanta, GA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-01-04
LA RA APPROVED 2021-01-04
TX RA APPROVED 2020-12-23
  • GA RA
    APPROVED
    Since 2021-01-04
  • LA RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED
    Since 2020-12-23

Branch Locations

5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Atlanta GA 01/2014 07/2020
Kays Financial Advisory Corp Atlanta GA 07/2020 11/2020
Mercer Global Advisors Inc. Atlanta GA 12/2020 12/2021
Mercer Global Advisors Inc. Atlanta GA 12/2021 Present
Previous Registrations
  • 2020-08-03 → 2021-01-04
    Kays Financial Advisory Corp
    Atlanta, GA
  • 2014-02-11 → 2020-07-21
    Td Ameritrade, Inc.
    Atlanta, GA
  • 2014-02-11 → 2020-07-21
    Td Ameritrade Investment Management, Llc
    Atlanta, GA
  • 2013-04-01 → 2014-01-10
    Morgan Stanley
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-28
  • S66 Uniform Combined State Law Examination
    2013-03-28
Designations

View on SEC IAPD

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JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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