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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2015-08-17
  • WI RA
    APPROVED
    Since 2015-08-17

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Menomonee Falls, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 08/2015 01/2019
Robert W. Baird & Co. Milwaukee WI 01/2019 Present
Previous Registrations
  • 2014-05-09 → 2015-08-20
    Bmo Harris Financial Advisors, Inc.
    Milwaukee, WI
Other Businesses

Name/Address: USA Hockey 1775 Bob Johnson Dr Colorado Springs CO 80906 Start Date: 11/25/24 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: USA Hockey Coach Developer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-09
  • S66 Uniform Combined State Law Examination
    2014-05-09

View on SEC IAPD

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