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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-08 |
Branch Locations
11625 N Community House Rd, Charlotte, NC 28277 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Charlotte | NC | 01/2016 | 10/2018 |
| Sharonview Federal Credit Union | Charlotte | NC | 01/2016 | 10/2018 |
| Lpl Financial Llc | Fort Mill | SC | 06/2019 | 03/2020 |
| Unemployed | Rock Hill | SC | 11/2018 | 06/2019 |
| Lpl Financial Llc | Charlotte | NC | 03/2020 | 06/2023 |
| Sharonview Federal Credit Union | Charlotte | NC | 03/2020 | 06/2023 |
| Wells Fargo Clearing Services | Charlotte | NC | 06/2023 | Present |
| Wells Fargo Bank | Charlotte | UT | 06/2023 | Present |
Owner of Uniquely Gift'd, non-investment related. Located at 2345 Eden Terrace Rock Hill Sc 29730. Retail gifting business. Created 02/2021. Approx 20 hrs a month, outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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