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Current Employers
Rea Wealth Management

419 W High Ave, New Philadelphia, OH 44663 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2002-01-02
  • OH RA
    APPROVED
    Since 2002-01-02

Branch Locations

212 N Washington Street, Millersburg, OH 44654 • United States

419 W High Ave, New Philadelphia, OH 44663 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2001-03-26
  • OH RA
    APPROVED
    Since 2001-03-26

Branch Locations

230 North Market Street, Wooster, OH 44691 • United States

212 North Washington Street, Millersburg, OH 44654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2000 Present
Rea Wealth Management Millersburg OH 05/2000 Present
Other Businesses

1. Investment Partners Ltd, Investment Adviser Representative of Registered Investment Adviser offering financial planning and asset management services; as of 2007, Approximately 50% of time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of 10/2001, less than 1% of time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-Owner, Rea Real Estate, Ltd., an entity created for the purpose of buying and managing commercial real estate in Ohio, as of 01/01/2023; Less than 1% of time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Rea & Associates, Inc.; a private entity involved in accounting and financial services and owner of Rea Financial Services Ltd. which owns Investment Partners, Ltd.; as of 01/01/2023; Less than 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-01
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S65 Uniform Investment Adviser Law Examination
    2000-09-01
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
Designations

View on SEC IAPD

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