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Valerie Ann Rivera

Firstgen Wealth

Chicago, IL

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Current Employers
Firstgen Wealth

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-22
IL RA APPROVED 2022-04-19
  • CA RA
    APPROVED
    Since 2025-12-22
  • IL RA
    APPROVED
    Since 2022-04-19

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 07/2016 08/2017
Tiaa-Cref Individual & Institutional Services, Llc Chicago IL 08/2017 11/2020
Facet Wealth, Inc. Chicago IL 11/2020 01/2022
Advice And Planning Services Chicago IL 08/2017 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2016 08/2017
Firstgen Wealth Llc Chicago IL 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-22
S63 Uniform Securities Agent State Law Examination 2013-10-21
  • S65 Uniform Investment Adviser Law Examination
    2016-07-22
  • S63 Uniform Securities Agent State Law Examination
    2013-10-21
Designations
Other Names
  • Valerie Ann Rivera
  • Valerie Ann Garcia

View on SEC IAPD

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