Zachary D Ross

Current Employers

Independent Wealth Network, Inc.

2350 Nw 128Th St, Urbandale, IA 50323 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-12
CA	RA	APPROVED	2024-07-10
NY	RA	APPROVED	2024-07-01
NJ	RA	APPROVED	2024-06-28

FL RA
APPROVED

Since 2024-09-12
CA RA
APPROVED

Since 2024-07-10
NY RA
APPROVED

Since 2024-07-01
NJ RA
APPROVED

Since 2024-06-28

Branch Locations

Morristown, NJ • United States

2350 Nw 128Th St, Urbandale, IA 50323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank	Ridgewood	NJ	09/2016	09/2018
New York Life	New York	NY	07/2019	09/2019
Unemployed	Mahwah	NJ	09/2019	10/2019
Ups	Parsippany	NJ	10/2019	11/2019
Axa Advisors, Llc	New York	NY	12/2019	06/2020
Ross Counseling	Ramsey	NJ	04/2018	07/2019
Equitable Advisors, Llc	New York	NY	12/2019	07/2021
Fidelity Investments	Jacksonville	FL	10/2021	05/2023
Independent Wealth Network, Inc.	Urbandale	IA	06/2024	Present
Family Medical Leave	Morristown	NJ	05/2023	06/2024
Family Medical Leave	Morristown	NJ	07/2021	10/2021
Emerson Equity Llc	San Mateo	CA	08/2024	Present

09/2016 → 09/2018

Jp Morgan Chase Bank

Ridgewood, NJ
07/2019 → 09/2019

New York Life

New York, NY
09/2019 → 10/2019

Unemployed

Mahwah, NJ
10/2019 → 11/2019

Ups

Parsippany, NJ
12/2019 → 06/2020

Axa Advisors, Llc

New York, NY
04/2018 → 07/2019

Ross Counseling

Ramsey, NJ
12/2019 → 07/2021

Equitable Advisors, Llc

New York, NY
10/2021 → 05/2023

Fidelity Investments

Jacksonville, FL
06/2024 → Present

Independent Wealth Network, Inc.

Urbandale, IA
05/2023 → 06/2024

Family Medical Leave

Morristown, NJ
07/2021 → 10/2021

Family Medical Leave

Morristown, NJ
08/2024 → Present

Emerson Equity Llc

San Mateo, CA

Previous Registrations

2021-11-24 → 2023-05-02

Fidelity Personal And Workplace Advisors

Morristown, NJ
2019-12-16 → 2021-07-27

Equitable Advisors, Llc

Morristown, NJ
2016-09-16 → 2018-09-06

J.P. Morgan Securities Llc

Ridgewood, NJ
2015-10-13 → 2016-03-18

Wells Fargo Clearing Services, Llc

Morristown, NJ
2015-05-27 → 2015-08-24

Paladin Wealth Management Inc.

Hackensack, NJ
2014-10-29 → 2015-03-18

Park Avenue Securities Llc

Holmdel, NJ
2013-08-29 → 2014-03-14

Morgan Stanley

Paramus, NJ

Other Businesses

1)- DBA ROSS CAPITAL MARKETS-INVESTMENT RELATED, 48 CENTER AVENUE, MORRISTOWN, NJ 07960, MARKETING VEHICLE THROUGH WHICH SECURITIES INVESTMENT RELATED BUSINESS IS DONE THROUGH EMERSON EQUITY LLC., CEO/FOUNDING MEMBER, SELLING SECURITIES RELATED PRODUCTS THROUGH BROKER/DEALER EMERSON EQUITY LLC. 160 HRS MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 07/2024 2)-INDEPENDENT WEALTH NETWORK INC., -INVESTMENT RELATED, 2350 NW 128TH STREET URBANDALE, IA 50323, REGISTERED INVESTMENT ADVISORY FIRM, INVESTMENT ADVISORY REPRESENTATIVE, FINANCIAL PLANNING, PORTFOLIO MANAGEMENT AND HELPING PEOPLE REACH THEIR FINANCIAL GOALS OFFERING INVESTMENT SOLUTIONS AND FINANCIAL PRODUCTS THROUGH IWN., 160 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 07/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-23

S66 Uniform Combined State Law Examination

2013-08-23

Other Names

Zachary D Ross
Zachary David Ross

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