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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-21
  • TX RA
    APPROVED
    Since 2020-08-21

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Cedar Park, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Austin TX 03/2013 01/2020
New York Life Insurance Co Austin TX 12/2012 01/2020
Mass Mutual Life Insurance Company Austin TX 01/2020 Present
Mml Investors Services Austin TX 02/2020 Present
  • 03/2013 → 01/2020
    Nylife Securities Llc
    Austin, TX
  • 12/2012 → 01/2020
    New York Life Insurance Co
    Austin, TX
  • 01/2020 → Present
    Mass Mutual Life Insurance Company
    Austin, TX
  • 02/2020 → Present
    Mml Investors Services
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-13
S63 Uniform Securities Agent State Law Examination 2013-06-29
  • S66 Uniform Combined State Law Examination
    2020-08-13
  • S63 Uniform Securities Agent State Law Examination
    2013-06-29

View on SEC IAPD

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