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Andrew Michael Mutlu

Mesirow Financial Investment Management, Inc.

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-05
IL RA APPROVED 2023-01-05
  • MN RA
    APPROVED
    Since 2023-10-05
  • IL RA
    APPROVED
    Since 2023-01-05

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Chicago IL 03/2012 10/2020
Fifth Third Securities Chicago IL 07/2014 10/2020
Ameriprise Financial Services Inc Oakbrook Terrace IL 10/2020 12/2022
Mesirow Financial, Inc Chicago IL 01/2023 Present
  • 03/2012 → 10/2020
    Fifth Third Bank
    Chicago, IL
  • 07/2014 → 10/2020
    Fifth Third Securities
    Chicago, IL
  • 10/2020 → 12/2022
    Ameriprise Financial Services Inc
    Oakbrook Terrace, IL
  • 01/2023 → Present
    Mesirow Financial, Inc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-28
S63 Uniform Securities Agent State Law Examination 2014-08-18
  • S65 Uniform Investment Adviser Law Examination
    2016-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-08-18
Designations
Other Names
  • Andrew Michael Mutlu
  • Andrew M Mutlu

View on SEC IAPD

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PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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