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St. Louis, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-05-27 |
| TX | RA | APPROVED_RES | 2022-10-20 |
| NY | RA | APPROVED | 2021-09-01 |
| MO | RA | APPROVED | 2020-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Advisors Of Kentucky | Waddy | KY | 08/2015 | 12/2017 |
| Halyard Financial, Llc | St. Louis | MO | 02/2018 | Present |
| Halyard Tax, Llc | St. Louis | MO | 10/2020 | Present |
Halyard Tax, LLC Investment-Related? NO. St. Louis, MO Tax Preparation Owner Start Date: 02/2018 Approximate # of hours per month devoted: 30 Approximate # of hours per month during securities trading hours: no more than 5 Brief description of duties: Tax Preparation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-01 |
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