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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-10-21 |
| TX | RA | APPROVED | 2024-01-24 |
| MI | RA | APPROVED | 2023-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Salt Lake City | UT | 12/2012 | 04/2018 |
| Royal Alliance | Salt Lake City | UT | 04/2018 | 12/2023 |
| Ashworth & Empey Financial, Llc | Salt Lake City | UT | 04/2018 | 05/2018 |
| Ashworth Wealth Llc | Salt Lake City | UT | 05/2018 | 12/2023 |
| Lpl Financial Llc | West Jordan | UT | 12/2023 | Present |
1) 11/2023 - SLOPESTYLE FINANCIAL. LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date 02/01/2018 - 15 Hrs per month -10% Time Spent 2) 11/ 2023 - Alpenglow Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 3) 11/2023 - PTARMIGAN VILLAGE / Real Estate Rental / Owner / Inv. Related / 59937, MT / Start Date - 5Hrs per month -10% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-29 |
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