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Alec Feinstein

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-18
CA RA APPROVED 2024-01-17
  • TX RA
    APPROVED_RES
    Since 2024-01-18
  • CA RA
    APPROVED
    Since 2024-01-17

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 01/2013 02/2017
First Republic Investment Management, Inc. Los Angeles CA 02/2017 Present
First Republic Securities Company, Llc Los Angeles CA 02/2017 09/2023
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
  • 01/2013 → 02/2017
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 02/2017 → Present
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 02/2017 → 09/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
  • 2017-02-10 → 2025-03-17
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
  • 2013-05-07 → 2017-02-21
    Ubs Financial Services Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-06
  • S66 Uniform Combined State Law Examination
    2013-05-06
Other Names
  • Alec Nathan Feinstein

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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