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7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-03 |
Branch Locations
Wappingers Falls, NY • United States
7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Poughkeepsie | NY | 07/2013 | 02/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | NY | 01/2013 | 02/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2021 |
| Fortis Capital Advisors, Llc | Reno | NV | 08/2021 | Present |
| Unemployed | Wappingers Falls | NY | 03/2021 | 08/2021 |
Fixed Insurance Sales, same address as branch, investment related, sales of fixed insurance products with various carriers, 40% of hours during trading, salesperson.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-12 |
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