Benjamin A Fuchs

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-21
MA	RA	APPROVED	2022-06-08
RI	RA	APPROVED	2022-05-12
CT	RA	APPROVED	2022-05-06
NJ	RA	APPROVED	2022-05-04

FL RA
APPROVED

Since 2022-06-21
MA RA
APPROVED

Since 2022-06-08
RI RA
APPROVED

Since 2022-05-12
CT RA
APPROVED

Since 2022-05-06
NJ RA
APPROVED

Since 2022-05-04

Branch Locations

433 South Main Street Suite 322, West Hartford, CT 06110 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

47 Water Street Suite 101, Mystic, CT 06355 • United States

751 Straits Tpke. Suite 3002, Middlebury, CT 06762 • United States

213 Court Street Suite 601, Middletown, CT 06457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jn Financial	Wethersfield	CT	01/2018	12/2018
Financial Retirement Solutions D/B/A Johnson Brunetti	Wethersfield	CT	09/2013	12/2017
Silver Oak Securities	Jackson	TN	09/2013	04/2017
Jb Capital, Llc	Wethersfield	CT	08/2014	12/2018
Caitlin John, Llc.	Brighton	MI	02/2019	06/2020
Fuchs Financial	West Hartford	CT	02/2019	Present
Alphastar Capital Mangement, Llc	Cornelius	NC	06/2020	Present
Foundations Investment Advisors, Llc	West Hartford	CT	04/2022	Present

01/2018 → 12/2018

Jn Financial

Wethersfield, CT
09/2013 → 12/2017

Financial Retirement Solutions D/B/A Johnson Brunetti

Wethersfield, CT
09/2013 → 04/2017

Silver Oak Securities

Jackson, TN
08/2014 → 12/2018

Jb Capital, Llc

Wethersfield, CT
02/2019 → 06/2020

Caitlin John, Llc.

Brighton, MI
02/2019 → Present

Fuchs Financial

West Hartford, CT
06/2020 → Present

Alphastar Capital Mangement, Llc

Cornelius, NC
04/2022 → Present

Foundations Investment Advisors, Llc

West Hartford, CT

Previous Registrations

2020-06-22 → 2022-05-04

Alphastar Capital Management

Cornelius, NC

West Hartford, CT
2019-02-11 → 2020-07-06

Simplyria Advisor Network

West Hartford, CT

Brighton, MI
2014-09-12 → 2018-12-27

Johnson Brunetti

Wethersfield, CT
2014-08-15 → 2014-09-11

Silver Oak Securities, Incorporated

Wethersfield, CT

Old Saybrook, CT

New Haven, CT

Avon, CT

Cheshire, CT

Fairfield, CT

Other Businesses

FUCHS FINANCIAL; INV RELATED:YES 433 S. MAIN ST, SUITE 308, WEST HARTFORD, CT 06117; SALES OF FIXED INSURANCE PRODUCTS INCLUDING LIFE INSURANCE, TERM INSURANCE, WHOLE LIFE INSURANCE, HEALTH INSURANCE; TITLE: INSURANCE AGENT; START:01/2019, HOURS/MONTH:80, TRADING HOURS/MONTH:80, DUTIES: GENERAL OVERSIGHT AND MANAGEMENT OF BUSINESS ACTIVITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-14
S63	Uniform Securities Agent State Law Examination	2013-11-18

S65 Uniform Investment Adviser Law Examination

2014-08-14
S63 Uniform Securities Agent State Law Examination

2013-11-18

Designations

Other Names

Ben Fuchs

View on SEC IAPD