Alexander Joseph Baines

Nationwide Securities, LLC

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Current Employers

Nationwide Securities, Llc

One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2018-10-10

KY RA
APPROVED

Since 2018-10-10

Branch Locations

Louisville, KY • United States

One Nationwide Plaza, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jefferson National Securities Corp	Louisville	KY	10/2012	Present
Jefferson National Financial Corporation	Louisville	KY	10/2012	Present
Nationwide Securities Llc	Columbus	OH	10/2018	Present

10/2012 → Present

Jefferson National Securities Corp

Louisville, KY
10/2012 → Present

Jefferson National Financial Corporation

Louisville, KY
10/2018 → Present

Nationwide Securities Llc

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-03
S63	Uniform Securities Agent State Law Examination	2013-03-29

S65 Uniform Investment Adviser Law Examination

2018-10-03
S63 Uniform Securities Agent State Law Examination

2013-03-29

View on SEC IAPD

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