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Deborah Michelle Benjamin

Morgan Stanley

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-08
CA RA APPROVED 2018-05-22
  • TX RA
    APPROVED
    Since 2020-04-08
  • CA RA
    APPROVED
    Since 2018-05-22

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates San Rafael CA 02/2016 10/2016
Unemployed Rohnert Park CA 10/2016 04/2017
Ameriprise Financial Services, Inc. Oakland CA 04/2017 10/2017
Morgan Stanley Walnut Creek CA 11/2017 Present
  • 02/2016 → 10/2016
    Raymond James And Associates
    San Rafael, CA
  • 10/2016 → 04/2017
    Unemployed
    Rohnert Park, CA
  • 04/2017 → 10/2017
    Ameriprise Financial Services, Inc.
    Oakland, CA
  • 11/2017 → Present
    Morgan Stanley
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-22
S63 Uniform Securities Agent State Law Examination 2013-08-02
  • S65 Uniform Investment Adviser Law Examination
    2018-05-22
  • S63 Uniform Securities Agent State Law Examination
    2013-08-02
Other Names
  • Deborah Michelle Thompson
  • Deborah Michelle Ortiz
  • Deborah Thompson

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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