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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lake Oswego | OR | 10/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake Oswego | OR | 03/2020 | Present |
Business Ownership; PFWA Operations, LLC; Owner; Manage Ameriprise Business; 334 3rd St, , Lake Oswego , OR, 97034; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Three Pines Holdings, LLC; Owner; Manage Ameriprise Business; 334 3rd Street , , Lake Oswego, OR, 97034; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / PFT Properties LLC; Co-owner; Real Estate; 6968 SW Potomac St. , , Tualatin, OR, 97062; Investment-Related; 09/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-07 |
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