Anthony M Viera

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2015-09-10
TX	RA	APPROVED	2015-08-17
RI	RA	APPROVED	2015-06-08

CT RA
APPROVED

Since 2015-09-10
TX RA
APPROVED

Since 2015-08-17
RI RA
APPROVED

Since 2015-06-08

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sharon	MA	05/2013	Present
Bank Of America, N.A.	Sharon	MA	08/2015	Present

05/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sharon, MA
08/2015 → Present

Bank Of America, N.A.

Sharon, MA

Other Businesses

I*61726 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OYSTER HABORS GOLF CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: 170 GRAND ISLAND DR, OSTERVILLE, MASSACHUSETTS 2655 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 3/31/2013 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I VALET PARK THE CARS OF THE RESIDENTS OF OYSTER HABORS CLUB. ALSO BUS TABLES INSIDE THE CLUB AFTER I FINISH VALETING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-05

S66 Uniform Combined State Law Examination

2015-06-05

Other Names

Anthony Viera

View on SEC IAPD