Crockett Rose Clark

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-04-12
NC	RA	APPROVED	2014-06-05

SC RA
APPROVED

Since 2024-04-12
NC RA
APPROVED

Since 2014-06-05

Branch Locations

Charlotte, NC • United States

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Charlotte	NC	12/2012	Present

12/2012 → Present

Ubs Financial Services Inc.

Charlotte, NC

Other Businesses

FITZGERALD'S IRISH PUB / 201 EAST 5TH ST CHARLOTTE,NC 28202 / BARTENDER/ / START DATE 12/23/2014 2)Rodan and Fields / 339 Clement Ave. Charlotte,NC 28204 / No/ 49839 Privately Held / USD / No / No / / Start Date 6/13/16-6/13/36 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-05

S66 Uniform Combined State Law Examination

2014-06-05